Efficient File Reviews
Overview
A critical aspect of performing engagements is file review and meeting documentation standards. There are various types of file reviews to be performed including a general file review, EQ review, section review and detailed working paper file review. This course will review the objectives, strategies and approach to each. Other file review issues will be explored including what causes file clutter and how to minimize, efficient documentation and giving and clearing review notes.
Through illustrative examples, guidance on practical application and an exploration of file review tips, you will strengthen your ability to conduct an effective and efficient file review and save time on your engagements.
Learning Objectives
By the end of the session, participants will be able to:
- Understand the requirements of file reviews and documentation
- Distinguish differences between general file review, EQ review, section review and detailed working paper file review
- Appreciate the objectives and strategies of each type of review
- Identify file clutter, how it arises and and determine ideas how to minimize
- Develop an efficient approach to reviewing files
- Implement file review tips and giving and clearing review notes
Course Content
Module 01
Understand types of file reviews and their requirements
Module 02
Objectives, strategies and approach including minimizing file clutter
Module 03
Objectives, strategies and approach including illustrative examples
Module 04
Examination of file review tips and giving and clearing review notes
Module 05
Review of key points and action planning
Module 06
Course Material: Course slides