2.10 SQMT and Pre-workshop Activities Summary

There were many items covered in this section to start you along you path to designing and implementing your system of quality management. Taking the time to understand the various features of the SQMT will assist in focusing on content at the in-person workshop.

A summary of pre-course activities:

  • Complete the To Do List (resource from Lesson 2.3) which includes:
  • Insert Firm Details
  • Document System Roles
  • Gather existing Firm resources (Resource from Lesson 2.6)
  • Consider Category and Drop-down Options
    • Risk Options
    • Deficiency Options
  • Add to Glossary

In the in-person workshop, we will:

  • Establish quality objectives
  • Finalize risk identification and complete risk assessment
  • Design risk responses (policies and procedures)
  • Discuss monitoring and remediation process
  • Review system evaluation requirements

Onto the next Section . . . . time to brainstorm about the nature and circumstances of your Firm to identify potential quality risks.